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Self-regulatory organizations
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#	Item
751	Canadian Investor Protection Fund - s. 144 of the Act and s. 78 of the CFA Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2015-02-05 22:59:08 Financial economics Securities Financial system Self-regulatory organizations Canadian securities regulation Investment Industry Regulatory Organization of Canada Security Finance Financial regulation Banking in Canada Canadian Investor Protection Fund
752	Market Structure Review THIRD QUARTER[removed]Regulators and lawmakers continued to review and Add to Reading List Source URL: www.kcg.com Language: English - Date: 2014-11-14 10:22:47 Investment Financial markets Self-regulatory organizations Financial regulation United States Securities and Exchange Commission U.S. Securities and Exchange Commission Regulation NMS Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Stock market
753	Applying to the MSRB Board of Directors MSRB Webinar January 13, 2015 Presenters Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-01-13 15:43:49 Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission
754	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-13 15:01:04 Investment Industry Regulatory Organization of Canada Financial economics Siska Financial system Business Self-regulatory organizations Securities Financial regulation
755	Market Structure Review FEBRUARY[removed]In the U.S. the most significant recent market structure Add to Reading List Source URL: www.kcg.com Language: English - Date: 2015-02-19 09:28:59 Finance Investment Self-regulatory organizations Financial regulation Mathematical finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board NYSE Euronext Financial markets Financial economics Stock market
756	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-05 15:26:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
757	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-04 14:06:04 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
758	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-13 15:36:04 Investment Industry Regulatory Organization of Canada Securities Universal Market Integrity Rules Financial economics Franchising Financial system Business Self-regulatory organizations Financial regulation
759	MSRB WEBINAR MSRB Rule G-18: Best-Execution Hosted by the Municipal Securities Rulemaking Board \| February 5, 2015 Presenters • Ritta McLaughlin Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-02-05 14:45:02 Financial economics Business Alternative Trading Systems Securities market Financial system Tower Amendment Self-regulatory organizations Municipal Securities Rulemaking Board Security
760	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2015-02-06 12:06:04 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation

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